-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NruNtrGFBR2tjV2gPFgcpb2at9SyY8L5qNayrUlp9EIVicpq3NP/SbQsAYzZYA9+ S5LxhGuEQdPuqq8wmtSqgA== 0000912057-02-006363.txt : 20020414 0000912057-02-006363.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-006363 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIPATH TECHNOLOGY INC CENTRAL INDEX KEY: 0001045739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770407364 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-61513 FILM NUMBER: 02549836 BUSINESS ADDRESS: STREET 1: 2041 MISSION COLLEGE BLVD 159 STREET 2: 408-567-3000 CITY: SANTA CLARA STATE: CA ZIP: 95054 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRIPATHI ADYA S CENTRAL INDEX KEY: 0001134533 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3900 FREEDOM CIRCLE STREET 2: C/O TRIPATH CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4085673000 MAIL ADDRESS: STREET 1: 3900 FREEDOM CIRCLE STREET 2: C/O TRIPATH CITY: SANTA CLARA STATE: CA ZIP: 95054 SC 13G/A 1 a2071111zsc13ga.txt SC 13G/A Schedule 13G Page 1 of 5 =============================================================================== SEC 1745 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE (6-00) COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. =============================================================================== ------------------------------ UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION ------------------------------ WASHINGTON, D.C. 20549 OMB Number: 3235-0145 ------------------------------ SCHEDULE 13G Expires: October 31, 2002 ------------------------------ Estimated average burden hours per response.......14.9 ------------------------------ UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* Tripath Technology Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock - ------------------------------------------------------------------------------- (Title of Class of Securities) 89672P104 - ------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Schedule 13G Page 2 of 5 CUSIP No. 89672P104 - ------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Adya S. Tripathi, ###-##-#### - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) / / - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization India - ------------------------------------------------------------------------------- Number of 5. Sole Voting Power 11,016,520 Shares Beneficially ------------------------------------------------------------ Owned by Each 6. Shared Voting Power 0 Reporting ------------------------------------------------------------ Person With 7. Sole Dispositive Power 11,016,520 ------------------------------------------------------------ 8. Shared Dispositive Power 0 - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 11,016,520 - ------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 40.4% - ------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - INDIVIDUAL - ------------------------------------------------------------------------------- ITEM 1. (a) Tripath Technology Inc. (b) 3900 Freedom Circle, Suite 200, Santa Clara, CA 95054 ITEM 2. (a) Adya S. Tripathi (b) 3900 Freedom Circle, Suite 200, Santa Clara, CA 95054 (c) India (d) Common Stock (e) 89672P104 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO Sections 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not Applicable. ITEM 4. OWNERSHIP (a) Amount beneficially owned: 11,016,520 shares (b) Percent of class: 40.4% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 11,016,520 shares (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 11,016,520 shares (iv) Shared power to dispose or to direct the disposition of: 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable. ITEM 10. CERTIFICATION Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2002 ------------------------------------ Date /s/ Adya S. Tripathi ------------------------------------ Signature Adya S. Tripathi - President and CEO ------------------------------------ Name/Title -----END PRIVACY-ENHANCED MESSAGE-----